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Domain 3 · free

Compliance Program practice quiz

The four pillars, CDD/EDD, KYC, risk assessment, the BSA officer, training, and independent testing. How a real AML program is designed and run.

20 questions · 30 minutes

Feedback style

What this quiz covers

20 questions drawn from 100+ on this domain, across topics like:

  • BSA Officer
  • Beneficial Ownership
  • Board Oversight
  • CDD
  • CIP
  • Compliance Culture
  • Customer Risk Rating
  • EDD
  • Five Pillars
  • Independent Testing
  • Internal Controls
  • New Products
  • Ongoing Monitoring
  • Policies and Procedures
  • Record Retention
  • Risk Assessment
  • Risk-Based Approach
  • Sanctions Screening
  • Staffing and Resources
  • Training
  • Transaction Monitoring

How it works

  • Free: 20 questions in 30 minutes, your score, and a per-topic recap of what you missed.
  • Optional $25: a detailed per-question breakdown — every question, the correct answer, and a plain-English explanation — if you want to dig in.
  • Prefer to learn as you go? Choose instant feedback and see the answer after each question — for free.

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